Filing Details

Accession Number:
0001613665-19-000053
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-10-31 10:47:38
Reporting Period:
2019-10-28
Accepted Time:
2019-10-31 10:47:38
Original Submission Date:
2019-10-28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1613665 Great Western Bancorp Inc. GWB State Commercial Banks (6022) 471308512
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1622162 James Kenneth Karels C/O Great Western Bancorp, Inc.
225 South Main Avenue
Sioux Falls SD 57104
Chairperson, President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2019-10-28 35,000 $36.00 26,662 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 24,800 Indirect Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.01 Per Share Restricted Stock Units - 2016 $0.00 3,869 3,869 Direct
Common Stock, Par Value $0.01 Per Share Restricted Stock Units (2017 STI) $0.00 6,147 6,147 Direct
Common Stock, Par Value $0.01 Per Share Restricted Stock Units - 2017 $0.00 7,427 7,427 Direct
Common Stock, Par Value $0.01 Per Share Restricted Stock Units (2018 STI) $0.00 14,468 14,468 Direct
Common Stock, Par Value $0.01 Per Share Restricted Stock Units - 2018 $0.00 13,451 13,451 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
3,869 3,869 Direct
6,147 6,147 Direct
7,427 7,427 Direct
14,468 14,468 Direct
13,451 13,451 Direct
Footnotes
  1. These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
  3. The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
  4. The restricted stock units vest in two annual equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.
  5. The restricted stock units vest in three equal installments beginning on December 1, 2018. The restricted stock units have no expiration date.
  6. The restricted stock units vest in two annual equal installments beginning on November 30, 2019. The restricted stock units have no expiration date.
  7. The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.