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Filing Details

Accession Number:: 0000899243-19-026350
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-10-30 16:28:28
Reporting Period:: 2019-08-02

Accepted Time:: 2019-10-30 16:28:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1094392	Rudolph Technologies Inc	RTEC	Industrial Instruments For Measurement, Display, And Control (3823)	223531208

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1631609	Hoy Chun Chan	C/O Rudolph Technologies Inc. 16 Jonspin Road Wilmington MA 01887		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2019-08-02	964	$26.00	25,266	No	4	S	Direct
Common Stock	Disposition	2019-08-02	10	$26.02	25,256	No	4	S	Direct
Common Stock	Disposition	2019-08-02	10	$26.10	25,246	No	4	S	Direct
Common Stock	Disposition	2019-08-02	16	$26.23	25,230	No	4	S	Direct
Common Stock	Acquisiton	2019-10-25	5,035	$0.00	30,265	No	4	A	Direct
Common Stock	Disposition	2019-10-25	5,035	$0.00	25,230	No	4	D	Direct
Common Stock	Disposition	2019-10-25	25,230	$0.00	0	No	4	D	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	A	Direct
No	4	D	Direct
No	4	D	Direct

Footnotes

On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Onto Innovation Inc. (formerly Nanometrics) ("Onto") common stock (the "Exchange Ratio").
Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and unvested restricted stock unit award and performance stock unit award held by the Reporting Person was assumed by Onto and converted into a restricted stock unit or a performance stock unit, as applicable, corresponding to shares of Onto common stock, subject to the Exchange Ratio.
Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and vested restricted stock unit award and performance stock unit award held by the Reporting Person, including any performance stock unit award that was treated as vested as of the effective time of the Merger (the "Effective Time") based on the target performance under such award, was issued as of immediately prior to the Effective Time and was treated as a share of Rudolph common stock issued and outstanding immediately prior to the Effective Time and was therefore converted into the right to receive Onto common stock, subject to the Exchange Ratio.
This sale of shares of common stock on August 2, 2019 was inadvertently not reported following the date of sale.