Home > Insider Trading > Filing (0000017843-19-000074)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
17843	Carpenter Technology Corp	CRS	Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312)	230458500

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1094960	A Gregory Pratt	Carpenter Technology Corporation 1735 Market Street, 15Th Fl Philadelphia PA 19103		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-10-28	2,010	$35.92	6,623	No	4	M	Direct
Common Stock	Acquisiton	2019-10-28	6,664	$34.50	13,287	No	4	M	Direct
Common Stock	Acquisiton	2019-10-28	8,854	$40.42	22,141	No	4	M	Direct
Common Stock	Disposition	2019-10-28	17,528	$50.30	4,613	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Director Stock Option (right to buy)	Disposition	2019-10-28	2,010	$0.00	2,010	$35.92
Common Stock	Director Stock Options (right to buy)	Disposition	2019-10-28	6,664	$0.00	6,664	$34.50
Common Stock	Employee Stock Options (right to buy)	Disposition	2019-10-28	8,854	$0.00	8,854	$40.42

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-10-11	2020-10-11	No	4	M	Direct
0	2016-11-02	2025-11-02	No	4	M	Direct
192,805		2025-02-05	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 25, 2019.
The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $50.00 per share to a high of $50.63 per share.
The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.
3/12ths of the Option Award was exercisable immediately upon grant and the remainder of the Option Award became exercisable in 1/9th increments on the first day of each month over 9 months beginning 3/1/15.
The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.