Filing Details
- Accession Number:
- 0001209191-19-054465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-30 11:18:53
- Reporting Period:
- 2019-10-28
- Accepted Time:
- 2019-10-30 11:18:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1363562 | Francis Tang | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | Vp,Worldwide Discrete Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Acquisiton | 2019-10-28 | 17,000 | $19.27 | 103,217 | No | 4 | M | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2019-10-28 | 4,285 | $44.50 | 98,932 | No | 4 | S | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2019-10-28 | 4,279 | $45.00 | 94,653 | No | 4 | S | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2019-10-28 | 5,982 | $45.50 | 88,671 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock - Diodes | 05/21/12 DIOD NQSO | Disposition | 2019-10-28 | 17,000 | $0.00 | 17,000 | $19.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-05-26 | 2022-05-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Diodes Incorporated Common Stock | 2,980 | Indirect | By Son |
| Diodes Incorporated Common Stock - Performance Stock Units | 53,214 | Direct |
Footnotes
- Exercised under a 10b5-1 plan.
- Sold under a 10b5-1 plan.
- These shares, which consist of restricted stock units, were granted to the reporting persons son, who shares the reporting persons household and is an employee of Diodes Incorporated. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons shares for purposes of Section 16 or for any other purpose.
- Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2013.
Billionaire Hedge Funds
