Filing Details
- Accession Number:
- 0001104659-19-057423
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-29 21:03:45
- Reporting Period:
- 2019-10-08
- Accepted Time:
- 2019-10-29 21:03:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083446 | Apollo Medical Holdings Inc. | AMEH | Services-Management Consulting Services (8742) | 870042699 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1725499 | T. Kenneth Sim | 1668 S. Garfield Ave., 2Nd Fl. Alhambra CA 91801 | Executive Chairman And Co-Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-10-08 | 5,000 | $15.55 | 1,727,561 | No | 4 | P | Indirect | Held by Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007 |
Footnotes
- These 5,000 shares were acquired inadvertently without the knowledge of the Reporting Person. The Reporting Person placed an order with a broker for the purchase of 5,000 shares at $15.55 on August 22, 2019, which could not be filled at that time given the market price on that date. The Reporting Person believed that the order was cancelled. However, the broker treated the order as remaining open and the above purchase was executed by the broker on October 8, 2019 without the Reporting Person's knowledge.
- Excludes the Reporting Person's indirect ownership of common stock of Apollo Medical Holdings, Inc. as a shareholder of Allied Physicians of California, A Professional Medical Corporation.
- These 5,000 shares are owned directly by the Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007. The Reporting Person disclaims beneficial ownership of these 5,000 shares except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these 5,000 shares for the purposes of Section 16 or for any other purpose.