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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1490349	Medley Capital Corp	MCC	()	274576073

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1510195	Seth Taube	C/O Medley Llc 280 Park Avenue, 6Th Floor East New York NY 10017		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Disposition	2019-10-25	1,778,588	$0.00	5,978,350	No	4	S	Indirect	By Medley Seed Funding I LLC
Common Stock, Par Value $0.001 Per Share	Disposition	2019-10-28	5,978,350	$0.00	0	No	4	S	Indirect	By Medley Seed Funding I LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Medley Seed Funding I LLC
No	4	S	Indirect	By Medley Seed Funding I LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	142,510	Indirect	See Footnote
Common Stock, Par Value $0.001 Per Share	35,000	Indirect	See Footnote

Footnotes

Prior to October 28, 2019, Medley Seed Funding I LLC, a limited liability company controlled by Medley LLC, held 7,756,938 shares of common stock acquired pursuant to a Master Investment Agreement, dated as of June 3, 2016 (the "Master Investment Agreement"), among Medley LLC, Medley Seed Funding I LLC, Medley Seed Funding II LLC, Medley Seed Funding III LLC, DB MED Investor I LLC and DB MED Investor II LLC. The Reporting Person, together with Brook Taube, controls Medley LLC and previously disclaimed beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein. On October 25, 2019 and October 28, 2019, in accordance with its obligations under the Master Investment Agreement, Medley Seed Funding I LLC distributed 1,778,588 and 5,978,350 shares of common stock, respectively, held by it to DB MED Investor I LLC. As a result of the foregoing, Medley Seed Funding I LLC does not beneficially own any shares of common Stock.
The disposition of shares of common stock was in connection with the Master Investment Agreement as described in footnote (1) and there was no consideration paid in connection with the disposition reported herein.
These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.
These securities are held by The Seth and Angie Taube Foundation, Inc., which is a 501(c)(3) charitable organization.