Filing Details

Accession Number:
0001626431-19-000117
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-28 18:04:06
Reporting Period:
2019-10-25
Accepted Time:
2019-10-28 18:04:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789019 Microsoft Corp MSFT Services-Prepackaged Software (7372) 911144442
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1193102 Philippe Jean Courtois C/O Microsoft Corporation
One Microsoft Way
Redmond WA 98052-6399
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-10-25 13,074 $141.00 611,855 No 4 S Direct
Common Stock Disposition 2019-10-28 11,345 $145.06 600,510 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 197,883 Indirect Held through "contrat d'assurance vie"
Common Stock 59,699 Indirect Held through "contrat d'assurance vie
Common Stock 16,400 Indirect Held through "contrat de capitalisation"
Common Stock 16,400 Indirect Held trhough "contrat de capitalisation"
Common Stock 16,400 Indirect Held through "contrat de capitalisation"
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $141.00 to $141.02. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  2. This transaction was executed in multiple trades at prices ranging from $145.00 to $145.10. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  3. Held through "contrat d'assurance vie," a form of life insurance program, where the reporting person maintains investment control over the Microsoft shares held in the program. Beneficiaries of the program include the reporting person's children. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
  4. Held through "contrat de capitalisation," a form of life insurance program for the benefit of the reporting person's two children, or inheritor, where the reporting person maintains investment control over the Microsoft shares held in the program. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.