Filing Details
- Accession Number:
- 0001225208-19-013876
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-28 17:55:29
- Reporting Period:
- 2019-10-25
- Accepted Time:
- 2019-10-28 17:55:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1695090 | Nicole Giles | 383 Madison Avenue New York NY 10179-0001 | Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-10-25 | 2,790 | $0.00 | 8,949 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-10-25 | 1,857 | $0.00 | 10,806 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-10-25 | 945 | $125.70 | 9,861 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-10-25 | 1,420 | $125.70 | 8,441 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-10-28 | 863 | $126.73 | 7,578 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2019-10-25 | 1,857 | $0.00 | 1,857 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2019-10-25 | 2,790 | $0.00 | 2,790 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,857 | 2020-10-25 | No | 4 | M | Direct | |
| 5,581 | 2021-10-25 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- Sale pursuant to 10b5-1 Plan dated August 5, 2019.
- Restricted stock units vest 25% on October 25, 2017, 25% on October 25, 2018, 25% on October 25, 2019, and 25% on October 25, 2020, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date.
- Restricted stock units vest 25% on October 25, 2018, 25% on October 25, 2019, 25% on October 25, 2020, and 25% on October 25, 2021, subject to continued employment. Shares resulting from vesting must be held at least two years from each vesting date.
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