Filing Details
- Accession Number:
- 0001294671-19-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-28 17:14:42
- Reporting Period:
- 2019-10-24
- Accepted Time:
- 2019-10-28 17:14:42
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1379848 | L Carlton Highsmith | C/O Keycorp 127 Public Square Cleveland OH 44114 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2019-10-24 | 9,515 | $11.38 | 70,640 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2019-10-24 | 9,515 | $18.07 | 61,125 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | Disposition | 2019-10-24 | 9,515 | $0.00 | 9,515 | $11.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-11-02 | No | 4 | M | Direct |
Footnotes
- This option vested in three equal annual installments ending on November 2, 2012.
- This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.
Billionaire Hedge Funds
