Filing Details
- Accession Number:
- 0000899243-19-025970
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-25 16:31:06
- Reporting Period:
- 2019-10-23
- Accepted Time:
- 2019-10-25 16:31:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1735184 | Retail Value Inc. | RVI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1463104 | Katharina Otto-Bernstein | Kg Cura Vermogensverwaltung G.m.b.h.&Amp;Co. Saseler Damm 39 A Hamburg 2M D-22395 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-10-23 | 44,262 | $35.86 | 21,338 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-10-24 | 21,338 | $36.01 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a sale order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction is $35.67 - $36.19.
- Reflects the weighted average sale price. The range of prices for such transaction is $35.66 - $36.19.
- The reporting person's Form 4 filed on August 29, 2019 stated that the amount of beneficially owned securities included 21,813 shares received in connection with the issuer's pro rata dividend to its shareholders. The amount of beneficially owned securities in this report reflects a correction to the number of shares received in connection with such pro rata dividend, which was 21,812 shares.