Filing Details
- Accession Number:
- 0001225208-19-013779
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-24 18:39:07
- Reporting Period:
- 2019-10-23
- Accepted Time:
- 2019-10-24 18:39:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1521404 | Barings Global Short Duration High Yield Fund | BGH | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1640139 | John Paul Thompson | C/O Barings Llc 300 South Tryon Street, Suite 2500 Charlotte NC 28202 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2019-10-23 | 853 | $17.11 | 19,052 | No | 4 | S | Direct | |
Common Shares | Disposition | 2019-10-23 | 900 | $17.11 | 18,152 | No | 4 | S | Direct | |
Common Shares | Disposition | 2019-10-23 | 2,920 | $17.12 | 15,232 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended.