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Filing Details

Accession Number:: 0001179706-19-000129
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-10-23 16:39:41
Reporting Period:: 2019-10-21

Accepted Time:: 2019-10-23 16:39:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1645590	Hewlett Packard Enterprise Co	HPE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1548933	F John Schultz	C/O Hewlett Packard Enterprise Company 6280 America Center Drive San Jose CA 95002	Evp, Claa & Sec	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-10-21	35,002	$8.92	332,928	No	4	M	Direct
Common Stock	Disposition	2019-10-21	35,002	$16.04	297,926	No	4	S	Direct
Common Stock	Acquisiton	2019-10-21	197,164	$8.62	495,090	No	4	M	Direct
Common Stock	Disposition	2019-10-21	197,164	$16.04	297,926	No	4	S	Direct
Common Stock	Acquisiton	2019-10-21	123,409	$8.83	421,335	No	4	M	Direct
Common Stock	Disposition	2019-10-21	123,409	$16.04	297,926	No	4	S	Direct
Common Stock	Acquisiton	2019-10-21	77,423	$14.67	375,349	No	4	M	Direct
Common Stock	Disposition	2019-10-21	77,423	$16.04	297,926	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2019-04-03	695	$0.00	695	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2019-04-03	2,086	$0.00	2,086	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2019-04-03	2,481	$0.00	2,481	$0.00
Common Stock	Restricted Stock Units	Acquisiton	2019-04-03	1,912	$0.00	1,912	$0.00
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-10-21	35,002	$0.00	35,002	$8.92
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-10-21	197,164	$0.00	197,164	$8.62
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-10-21	123,409	$0.00	123,409	$8.83
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-10-21	77,423	$0.00	77,423	$14.67

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
33,409			No	4	A	Direct
98,865			No	4	A	Direct
114,944			No	4	A	Direct
128,094			No	4	A	Direct
0	2014-12-11	2021-12-11	No	4	M	Direct
0	2016-11-02	2023-11-02	No	4	M	Direct
0	2016-12-09	2023-12-09	No	4	M	Direct
111,816	2017-12-07	2024-12-07	No	4	M	Direct

Footnotes

The total beneficial ownership includes 482.6924 shares at $15.02 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/19 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 4.6630 shares at $13.46 per share received on 01/02/19 through dividends paid in shares, 3.9800 shares at $15.85 per share received on 04/03/19 through dividends paid in shares, 4.1930 shares at $15.29 per share received on 07/03/19 through dividends paid in shares, and 4.4610 shares at $14.44 per share received on 10/02/19 through dividends paid in shares.
The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/11/19.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.125. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 221.8273 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 229.9518 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 243.4877 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 665.5244 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 689.8994 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 730.5099 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.
As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 791.6238 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 820.6172 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 868.9223 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.
As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 928.4230 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 983.0739 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.