Home > Insider Trading > Filing (0001398344-19-018269)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1501072	Rivernorth Opportunities Fund Inc.	RIV RT	()	DE

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1447578	Rivernorth Capital Management, Llc	325 N. Lasalle Street Suite 645 Chicago IL 60654		No	No	No	Yes
1646929	W. Patrick Galley	325 N. Lasalle Street Suite 645 Chicago IL 60654	Chief Investment Officer	Yes	Yes	No	No
1662166	H Brian Schmucker	325 North Lasalle Street Suite 645 Chicago IL 60654	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Transferable Subscription Rights (Riv Rt)	Disposition	2019-10-18	14,465	$0.06	109,657	No	4	S	Direct
Transferable Subscription Rights (Riv Rt)	Disposition	2019-10-21	47,938	$0.04	61,719	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

RiverNorth Capital Management, LLC serves as the subadviser for the Fund. Indirect reporting persons Brian H. Schmucker, the Chief Executive Officer and a manager of RiverNorth Capital, and Patrick W. Galley, the Chief Investment Officer and a manager of RiverNorth Capital, each are principals of RiverNorth Holding Co., RiverNorth Capital's indirect parent company. Each of Messrs. Galley and Schmucker may be deemed to have the power to direct the voting or disposition of the Shares held by RiverNorth Capital, and may have direct beneficial interest in additional shares disclosed in previous filings.