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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1050743	Peapack Gladstone Financial Corp	PGC	Commercial Banks, Nec (6029)	223537895

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1634922	H. Eric Waser	500 Hills Drive, Suite 300 Po Box 700 Bedminster NJ 07921	Evp, Head Of Investment Bkg	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-10-21	1,500	$27.93	18,441	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,511	Indirect	Rabbi Trust
Common Stock	4,977	Indirect	401 (k)
Common Stock	4,617	Indirect	Employee Stock Purchase Plan

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00	10,446	10,446	Direct
Common Stock	Restricted Stock Units	$0.00	5,947	5,947	Direct
Common Stock	Restricted Stock Units	$0.00	4,164	4,164	Direct

Amount	Remaning Holdings	Nature of Ownership
10,446	10,446	Direct
5,947	5,947	Direct
4,164	4,164	Direct

Footnotes

The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated September 4, 2019.
Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
Includes 401(k) contributions used to purchase PGC stock.
Includes shares received through dividend reinvestment since the last filing.
Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.