Home > Insider Trading > Filing (0001209191-19-053636)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1664703	Bloom Energy Corp	BE	Electrical Industrial Apparatus (3620)	770565408

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1746127	Swaminathan Venkataraman	4353 North First Street San Jose CA 95134	Evp Of Engineering And Cto	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2019-10-16	10,000	$0.00	181,387	No	4	M	Direct
Class A Common Stock	Disposition	2019-10-17	5,031	$2.94	176,356	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted stock units (Class A common stock)	Disposition	2019-10-16	10,000	$0.00	10,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
40,000		2028-10-16	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	389,146	Indirect	By trust

Footnotes

Sale of shares to cover taxes incurred as a result of the vesting of RSUs, in accordance with a Rule 10b5-1 trading plan entered into by reporting person
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.86 to $2.965, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Held by The Venkataraman Living Trust UTA dtd 6/8/2011 of which the reporting person is a trustee
Each Class A common stock RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
The RSUs vest in equal annual installments of 10,000 shares on each of October 16, 2019, 2020, 2021, 2022 and 2023, subject to the reporting person's continuous service with the issuer.