Filing Details

Accession Number:
0001104659-19-054979
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-18 16:33:07
Reporting Period:
2019-07-27
Accepted Time:
2019-10-18 16:33:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
775215 Hbt Financial Inc. HBT State Commercial Banks (6022) 371117216
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1789901 J Matthew Doherty C/O Hbt Financial, Inc.
401 N. Hershey Road
Bloomington IL 61704
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2019-07-27 6,120 $7.75 57,780 No 4 X Direct
Common Stock, $0.01 Par Value Disposition 2019-07-27 6,120 $25.75 51,660 No 4 S Direct
Common Stock, $0.01 Par Value Acquisiton 2019-10-16 10,000 $16.00 61,660 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2019-07-27 6,120 $0.00 6,120 $7.75
Common Stock Stock Appreciation Right Acquisiton 2019-09-01 6,120 $0.00 6,120 $16.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-03-15 2025-03-15 No 4 X Direct
6,120 2029-09-01 No 4 A Direct
Footnotes
  1. Represents the exercise of Stock Appreciation Rights ("SARs") granted pursuant to the Stock Appreciation Rights Agreement, dated as of March 15, 2010, by and between the Issuer and the reporting person. Certain of these transactions may be matchable transactions under Section 16(b) of the Exchange Act. The reporting person has agreed to surrender the full amount of any recoverable profits to the Issuer.
  2. Represents shares purchased through the Issuer's directed share program in connection with its initial public offering.
  3. Represents an award of SARs pursuant to the HBT Financial, Inc. Omnibus Incentive Plan. The SARs are fully vested. Upon exercise, the SARs will be settled in cash.