Home > Insider Trading > Filing (0001567619-19-019742)

Filing Details

Accession Number:: 0001567619-19-019742
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-10-18 16:11:14
Reporting Period:: 2019-05-09

Accepted Time:: 2019-10-18 16:11:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1505497	Biorestorative Therapies Inc.	BRTX	Services-Misc Health & Allied Services, Nec (8090)	911835664

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1677513	Dale Broadrick	3003 Brick Church Pike Nashville TN 37207		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-05-09	1,000	$0.40	3,440,512	No	4	P	Direct
Common Stock	Acquisiton	2019-05-21	82,040	$0.39	3,522,552	No	4	P	Direct
Common Stock	Acquisiton	2019-05-23	1,000	$0.57	3,523,522	No	4	P	Direct
Common Stock	Acquisiton	2019-05-23	5,000	$0.54	3,528,522	No	4	P	Direct
Common Stock	Acquisiton	2019-05-24	30,000	$0.41	3,558,552	No	4	P	Direct
Common Stock	Acquisiton	2019-06-03	5,000	$0.39	3,563,552	No	4	P	Direct
Common Stock	Acquisiton	2019-06-03	3,000	$0.37	3,566,552	No	4	P	Direct
Common Stock	Acquisiton	2019-06-05	500	$0.41	3,567,052	No	4	P	Direct
Common Stock	Acquisiton	2019-06-05	200	$0.42	3,567,252	No	4	P	Direct
Common Stock	Acquisiton	2019-06-06	23,000	$0.43	3,590,252	No	4	P	Direct
Common Stock	Acquisiton	2019-06-10	2,500	$0.48	3,592,752	No	4	P	Direct
Common Stock	Acquisiton	2019-06-12	25,400	$0.36	3,618,152	No	4	P	Direct
Common Stock	Acquisiton	2019-06-13	1,000	$0.42	3,619,152	No	4	P	Direct
Common Stock	Acquisiton	2019-06-13	11,000	$0.35	3,630,152	No	4	P	Direct
Common Stock	Acquisiton	2019-07-29	140,356	$0.35	3,770,508	No	4	P	Direct
Common Stock	Acquisiton	2019-07-30	100	$0.42	3,770,608	No	4	P	Direct
Common Stock	Acquisiton	2019-10-08	61,971	$0.13	4,009,399	No	4	P	Direct
Common Stock	Acquisiton	2019-10-08	14,000	$0.14	4,023,399	No	4	P	Direct
Common Stock	Acquisiton	2019-10-09	9,000	$0.17	4,032,399	No	4	P	Direct
Common Stock	Acquisiton	2019-10-14	13,000	$0.11	4,045,399	No	4	P	Direct
Common Stock	Acquisiton	2019-10-15	5,000	$0.14	4,050,399	No	4	P	Direct
Common Stock	Acquisiton	2019-10-15	1,000	$0.15	4,051,399	No	4	P	Direct
Common Stock	Acquisiton	2019-10-16	3,333,333	$0.15	7,384,732	No	4	P	Direct
Common Stock	Acquisiton	2019-10-17	30,000	$0.12	7,414,732	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant to acquire Common Stock	Disposition	2019-10-16	500,000	$0.00	500,000	$0.85
Common Stock	Warrant to acquire Common Stock	Acquisiton	2019-10-16	500,000	$0.00	500,000	$0.15
Common Stock	Warrant to acquire Common Stock	Disposition	2019-10-16	500,000	$0.00	500,000	$0.70
Common Stock	Warrant to acquire Common Stock	Acquisiton	2019-10-16	500,000	$0.00	500,000	$0.15
Common Stock	Warrant to acquire Common Stock	Disposition	2019-10-16	555,556	$0.00	555,556	$0.85
Common Stock	Warrant to acquire Common Stock	Acquisiton	2019-10-16	555,556	$0.00	555,556	$0.15
Common Stock	Warrant to acquire Common Stock	Disposition	2019-10-16	555,555	$0.00	555,555	$0.70
Common Stock	Warrant to acquire Common Stock	Acquisiton	2019-10-16	555,555	$0.00	555,555	$0.15
Common Stock	Warrant to acquire Common Stock	Acquisiton	2019-10-16	3,333,333	$0.00	3,333,333	$0.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2019-02-19	2024-02-19	No	4	J	Direct
500,000	2019-02-19	2024-02-19	No	4	J	Direct
0	2019-02-19	2020-02-19	No	4	J	Direct
500,000	2019-02-19	2024-02-19	No	4	J	Direct
0	2019-05-07	2024-05-07	No	4	J	Direct
555,556	2019-05-07	2024-05-07	No	4	J	Direct
0	2019-05-07	2020-05-07	No	4	J	Direct
555,555	2019-05-07	2024-05-07	No	4	J	Direct
3,333,333	2019-10-16	2024-10-16	No	4	P	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $0.35 to $0.51 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $0.39 to $0.42 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $0.41 to $0.53 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $0.35 to $0.49 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $0.32 to $0.40 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Gives effect to purchases made on August 21, 2019 and August 22, 2019 and reported on a separate Form 4 filed on August 23, 2019, as amended by a Form 4 filed on October 18, 2019.
Private purchase from issuer.
The reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant at a reduced exercise price.
The reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant at a reduced exercise price and an extended expiration date.