Filing Details

Accession Number:
0001209191-19-053600
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-18 16:07:07
Reporting Period:
2019-10-16
Accepted Time:
2019-10-18 16:07:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1008586 Streamline Health Solutions Inc. STRM Services-Computer Integrated Systems Design (7373) 311455414
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1367360 Iii T Wyche Green 1175 Peachtree St Ne
10Th Floor
Atlanta GA 30361
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2019-10-16 343,137 $1.02 343,137 No 4 P Indirect See footnote
Common Stock, $0.01 Par Value Acquisiton 2019-10-17 50,000 $0.00 251,650 No 4 A Direct
Common Stock, $0.01 Par Value Acquisiton 2019-10-17 100,000 $0.00 351,650 No 4 A Direct
Common Stock, $0.01 Par Value Acquisiton 2019-10-17 100,000 $0.00 451,650 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 A Direct
No 4 A Direct
No 4 A Direct
Footnotes
  1. Represents shares purchased from the Issuer in connection with a private placement transaction consummated on October 16, 2019.
  2. The securities are held in the account of 121G, LLC (the "Holder") and may be deemed to be beneficially owned by Wyche "Tee" Green, III, the managing member of the Holder.
  3. Grant of restricted stock that vests in full immediately.
  4. Grant of restricted stock, which will vest, assuming continued employment, in four substantially equal installments on January 17, 2020, April 17, 2020, July 17, 2020 and October 17, 2020.
  5. Grant of performance-based restricted stock award, which will vest on July 31, 2020, contingent upon continued employment and fulfillment of certain predetermined percentage targets of the trailing twelve (12)-month revenue growth of the Issuer (exclusive of certain business segments).