Filing Details
- Accession Number:
- 0000903423-19-000327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-18 09:25:52
- Reporting Period:
- 2019-10-16
- Accepted Time:
- 2019-10-18 09:25:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1706431 | Vir Biotechnology Inc. | VIR | () | C0 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1362558 | Authority Investment Dhabi Abu | 211 Corniche Street Po Box 3600 Abu Dhabi C0 | No | No | No | Yes | |
1790748 | Ltd Rsc Holding Investment International Platinum | 26Th Floor, Al Khatem Tower, Adgm Square Po Box 25642, Al Maryah Island Abu Dhabi C0 NA | No | No | No | Yes | |
1790749 | Ltd Rsc 2018 B Falcon Platinum | 26Th Floor, Al Khatem Tower, Adgm Square Po Box 25642, Al Maryah Island Abu Dhabi C0 NA | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-10-16 | 1,333,333 | $0.00 | 1,333,333 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2019-10-16 | 1,333,333 | $0.00 | 2,666,666 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2019-10-16 | 1,000,000 | $20.00 | 3,666,666 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Preferred Stock | Disposition | 2019-10-16 | 1,333,333 | $0.00 | 1,333,333 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2019-10-16 | 1,333,333 | $0.00 | 1,333,333 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Upon closing of the issuer's initial public offering, the Series A-1 Preferred Stock and Series B Preferred Stock converted automatically into Common Stock on a 1-for-1 basis, without payment of further consideration. There was no expiration date for the Series A-1 Preferred Stock and Series B Preferred Stock. On September 27, 2019, prior to the closing of the issuer's initial public offering, the issuer effected a 1-for-4.5 reverse stock split of its Common Stock and Preferred Stock which is reflected in the numbers above.
- Platinum Falcon B 2018 RSC Ltd. ("Platinum Falcon") directly holds the Common Stock. Platinum International Investment Holding RSC Limited ("Platinum Holdings") is the sole owner of Platinum Falcon, and the Abu Dhabi Investment Authority ("ADIA" and, together with Platinum Falcon and Platinum Holdings, the "Reporting Persons") is the sole owner of Platinum Holdings. Therefore, Platinum Holdings and ADIA may also be deemed to beneficially own the Common Stock. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.