Filing Details
- Accession Number:
- 0001225208-19-013447
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-16 16:16:59
- Reporting Period:
- 2019-10-15
- Accepted Time:
- 2019-10-16 16:16:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc. | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1709978 | W Robert Paiano | One Hartford Plaza Hartford CT 06155 | Evp & Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-10-15 | 3,011 | $28.91 | 31,367 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-10-15 | 3,011 | $59.26 | 28,356 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2019-10-15 | 3,011 | $0.00 | 3,011 | $28.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units | 9,536 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $20.63 | 2022-02-28 | 20,243 | 20,243 | Direct | |
Common Stock | Stock Option | $24.15 | 2023-03-05 | 19,794 | 19,794 | Direct | |
Common Stock | Stock Option | $35.83 | 2024-03-04 | 14,542 | 14,542 | Direct | |
Common Stock | Stock Option | $41.25 | 2025-03-03 | 14,528 | 14,528 | Direct | |
Common Stock | Stock Option | $43.59 | 2026-03-01 | 13,138 | 13,138 | Direct | |
Common Stock | Stock Option | $48.89 | 2027-02-28 | 13,934 | 13,934 | Direct | |
Common Stock | Stock Option | $49.01 | 2029-02-26 | 34,159 | 34,159 | Direct | |
Common Stock | Stock Option | $53.81 | 2028-02-27 | 26,702 | 26,702 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-02-28 | 20,243 | 20,243 | Direct |
2023-03-05 | 19,794 | 19,794 | Direct |
2024-03-04 | 14,542 | 14,542 | Direct |
2025-03-03 | 14,528 | 14,528 | Direct |
2026-03-01 | 13,138 | 13,138 | Direct |
2027-02-28 | 13,934 | 13,934 | Direct |
2029-02-26 | 34,159 | 34,159 | Direct |
2028-02-27 | 26,702 | 26,702 | Direct |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Paiano on September 12, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
- The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
- The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
- The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
- The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
- The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
- One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
- One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
- One-third of the options became exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.