Filing Details
- Accession Number:
- 0001666071-19-000128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-15 17:23:32
- Reporting Period:
- 2019-10-11
- Accepted Time:
- 2019-10-15 17:23:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1666071 | Cardlytics Inc. | CDLX | Services-Computer Programming, Data Processing, Etc. (7370) | 263039436 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1730451 | Thomas David Evans | C/O Cardlytics, Inc. 675 Ponce De Leon Avenue Ne, Suite 6000 Atlanta GA 30308 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-10-11 | 1,631 | $20.00 | 43,258 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-10-11 | 1,100 | $37.50 | 42,158 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-10-15 | 31,962 | $20.00 | 74,120 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-10-15 | 21,555 | $37.50 | 52,565 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-10-15 | 3,000 | $37.15 | 49,565 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-10-11 | 1,631 | $0.00 | 1,631 | $20.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-10-15 | 31,962 | $0.00 | 31,962 | $20.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,868 | 2026-08-02 | No | 4 | M | Direct | |
| 3,906 | 2026-08-02 | No | 4 | M | Direct |
Footnotes
- These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2019.
- Shares sold to satisfy exercise cost and withholding tax obligations upon the exercise of employee stock option.
- Fully vested.
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