Filing Details
- Accession Number:
- 0001209191-19-052982
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-10 19:57:04
- Reporting Period:
- 2019-10-08
- Accepted Time:
- 2019-10-10 19:57:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921299 | Fibrogen Inc | FGEN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1775295 | Christine Chung | C/O Fibrogen, Inc. 409 Illinois St. San Francisco CA 94158 | Svp, China Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-10-08 | 5,625 | $19.39 | 145,253 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-10-08 | 3,225 | $36.55 | 142,028 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-10-08 | 2,400 | $37.10 | 139,628 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-10-09 | 5,625 | $19.39 | 145,253 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-10-09 | 5,625 | $36.58 | 139,628 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-10-08 | 5,625 | $0.00 | 5,625 | $19.39 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2019-10-09 | 5,625 | $0.00 | 5,625 | $19.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
39,584 | 2026-02-22 | No | 4 | M | Direct | |
33,959 | 2026-02-22 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 plan.
- The shares were sold at prices ranging from $36.01 to $36.96. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold at prices ranging from $37.00 to $37.24. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares were sold at prices ranging from $36.30 to $36.995. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Twenty-five percent of the shares subject to the option vested on March 1, 2017, and the remainder vest in equal amounts quarterly thereafter for the following three years.