Filing Details
- Accession Number:
- 0000899243-19-025437
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-10 17:13:40
- Reporting Period:
- 2019-10-08
- Accepted Time:
- 2019-10-10 17:13:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1771515 | Grocery Outlet Holding Corp. | GO | Retail-Grocery Stores (5411) | 471874201 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1779772 | B. Pamela Burke | C/O Grocery Outlet Holding Corp. 5650 Hollis Street Emeryville CA 94608 | Cao, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-10-08 | 26,470 | $8.11 | 26,470 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-10-08 | 26,470 | $32.57 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2019-10-08 | 26,470 | $0.00 | 26,470 | $8.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
64,037 | 2025-09-29 | No | 4 | M | Direct |
Footnotes
- This amount represents the $33.75 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.18125 per share.
- Represents 90,507 stock options granted on September 29, 2015 which vest in five equal installments on each of the first five anniversaries of the grant date. Does not include an additional 90,507 stock options with an exercise price of $4.79 which are eligible to vest upon the achievement of certain performance-based vesting conditions.