Filing Details
- Accession Number:
- 0001019056-19-000543
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-09 12:35:24
- Reporting Period:
- 2019-10-08
- Accepted Time:
- 2019-10-09 12:35:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1688757 | Establishment Labs Holdings Inc. | ESTA | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1082644 | J.w. Partners, Lp | 489 Fifth Avenue, 29Th Floor New York NY 10017 | No | No | Yes | No | |
1549738 | Jw Asset Management, Llc | 489 Fifth Avenue, 29Th Floor New York NY 10017 | No | No | Yes | No | |
1778482 | J.w. Opportunities Master Fund, Ltd. | 489 Fifth Avenue, 29Th Floor New York NY 10017 | No | No | Yes | No | |
1778512 | Jw Gp, Llc | 489 Fifth Avenue, 29Th Floor New York NY 10017 | No | No | Yes | No | |
1778752 | G. Jason Wild | 489 Fifth Avenue, 29Th Floor New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-10-08 | 1,000 | $18.74 | 3,117,485 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
Footnotes
- This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and J.W. Partners, L.P. ("JWP"), J.W. Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
- The amount of 1,000 in Table I reflects the 650 shares of Common Stock purchased by JWP and the 350 shares of Common Stock purchased by JWO, in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, the General Partner, and Wild, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, the General Partner or Wild are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.