Filing Details
- Accession Number:
- 0000947871-19-000720
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-09 08:42:37
- Reporting Period:
- 2019-10-07
- Accepted Time:
- 2019-10-09 08:42:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1517175 | Chefs' Warehouse Inc. | CHEF | Wholesale-Groceries, General Line (5141) | 203031526 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1525965 | John Pappas | 100 East Ridge Road Ridgefield CT 06877 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-10-07 | 44,757 | $20.23 | 1,359,358 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-10-07 | 43,122 | $36.58 | 1,316,236 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-10-07 | 1,635 | $37.43 | 1,314,601 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Price-Based Stock Options (Right to Buy) | Disposition | 2019-10-07 | 44,757 | $0.00 | 44,757 | $20.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-03-07 | No | 4 | M | Direct |
Footnotes
- The exercise of this price-based stock option and the sale of shares received pursuant thereto were executed pursuant to a 10b5-1 plan put in place by the Reporting Person on 09/06/2019.
- Represents the weighted average sales price of the shares sold ranging from a low of $36.12 to a high of $37.03 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
- Represents the weighted average sales price of the shares sold ranging from a low of $37.22 to a high of $37.70 per share. The Reporting Person undertakes, upon request by the Commission staff, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.
- Price-based stock options were eligible for vesting upon the issuer's achievement of a $30 stock price hurdle (based on 20-consecutive trading day average) on or before the fourth anniversary of the grant date (03/07/2016); in addition, price-based stock options were not exercisable before the third anniversary of the grant date and were subject to the terms of the Reporting Person's non-qualified stock option agreement.
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