Filing Details
- Accession Number:
- 0000899243-19-025352
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-08 20:31:49
- Reporting Period:
- 2019-10-07
- Accepted Time:
- 2019-10-08 20:31:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1703647 | Frequency Therapeutics Inc. | FREQ | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1132945 | A Marc Cohen | C/O Frequency Therapeutics, Inc. 19 Presidential Way, 2Nd Floor Woburn MA 01801 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-10-07 | 445,229 | $0.00 | 517,704 | No | 4 | C | Indirect | The Marc Andrew Cohen Revocable Trust |
Common Stock | Acquisiton | 2019-10-07 | 17,857 | $14.00 | 17,857 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | The Marc Andrew Cohen Revocable Trust |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2019-10-07 | 2,292,235 | $0.00 | 340,321 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2019-10-07 | 543,219 | $0.00 | 80,650 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2019-10-07 | 163,388 | $0.00 | 24,258 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a 0.148467077-for-one basis.