Filing Details
- Accession Number:
- 0001209191-19-052764
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-08 16:33:41
- Reporting Period:
- 2019-10-04
- Accepted Time:
- 2019-10-08 16:33:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
110621 | Rpm International Inc | RPM | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 020642224 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1414203 | W. Edward Moore | 2628 Pearl Road P.o. Box 777 Medina OH 44258 | Svp, Gc & Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2019-10-04 | 7,500 | $47.14 | 57,998 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2019-10-04 | 22,500 | $50.99 | 80,498 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2019-10-04 | 15,000 | $55.19 | 95,498 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2019-10-04 | 33,992 | $68.51 | 61,506 | No | 4 | D | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2019-10-04 | 4,881 | $68.51 | 56,625 | No | 4 | F | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2019-10-07 | 6,127 | $68.47 | 50,498 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2019-10-04 | 7,500 | $0.00 | 7,500 | $47.14 |
Common Stock | Stock Appreciation Rights | Disposition | 2019-10-04 | 22,500 | $0.00 | 22,500 | $50.99 |
Common Stock | Stock Appreciation Rights | Disposition | 2019-10-04 | 15,000 | $0.00 | 15,000 | $55.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
110,000 | 2019-07-20 | 2025-07-20 | No | 4 | M | Direct |
87,500 | 2026-07-25 | No | 4 | M | Direct | |
72,500 | 2027-07-17 | No | 4 | M | Direct |
Footnotes
- Includes an aggregate of 8,839 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 9,039 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 5,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- The Stock Appreciation Rights vested on July 25, 2017, 2018 and 2019.
- The Stock Appreciation Rights vested on July 17, 2018 and 2019.
- Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2016 and 2019 and expire 10 years from the date of grant.