Filing Details

Accession Number:
0001209191-19-052764
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-08 16:33:41
Reporting Period:
2019-10-04
Accepted Time:
2019-10-08 16:33:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1414203 W. Edward Moore 2628 Pearl Road
P.o. Box 777
Medina OH 44258
Svp, Gc & Cco No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2019-10-04 7,500 $47.14 57,998 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2019-10-04 22,500 $50.99 80,498 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2019-10-04 15,000 $55.19 95,498 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2019-10-04 33,992 $68.51 61,506 No 4 D Direct
Common Stock, $0.01 Par Value Disposition 2019-10-04 4,881 $68.51 56,625 No 4 F Direct
Common Stock, $0.01 Par Value Disposition 2019-10-07 6,127 $68.47 50,498 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2019-10-04 7,500 $0.00 7,500 $47.14
Common Stock Stock Appreciation Rights Disposition 2019-10-04 22,500 $0.00 22,500 $50.99
Common Stock Stock Appreciation Rights Disposition 2019-10-04 15,000 $0.00 15,000 $55.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
110,000 2019-07-20 2025-07-20 No 4 M Direct
87,500 2026-07-25 No 4 M Direct
72,500 2027-07-17 No 4 M Direct
Footnotes
  1. Includes an aggregate of 8,839 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 9,039 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 5,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
  2. The Stock Appreciation Rights vested on July 25, 2017, 2018 and 2019.
  3. The Stock Appreciation Rights vested on July 17, 2018 and 2019.
  4. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2016 and 2019 and expire 10 years from the date of grant.