Filing Details
- Accession Number:
- 0001493152-19-015187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-07 21:20:24
- Reporting Period:
- 2019-10-03
- Accepted Time:
- 2019-10-07 21:20:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1705012 | Fat Brands Inc | FAT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1437165 | C James Neuhauser | 9720 Wilshire Blvd., Suite 500 Beverly Hills CA 90212 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series B Cumualtive Preferred Stock | Acquisiton | 2019-10-03 | 4,000 | $0.00 | 4,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | WARRANT TO PURCHASE COMMON STOCK | Acquisiton | 2019-10-03 | 2,400 | $0.00 | 2,400 | $8.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,400 | 2019-10-03 | 2024-10-03 | No | 4 | P | Direct |
Footnotes
- On October 3, 2019, the Reporting Person participated in the Company's public offering and acquired 4,000 shares of Series B Preferred Stock that were accompanied by 2,400 warrants to purchase 2,400 shares of Common Stock at an exercise price of $8.50 per share of Common Stock. Each share of Series B Preferred Stock and the accompanying warrant was acquired at a price of $25.00.
Billionaire Hedge Funds
