Filing Details
- Accession Number:
- 0000899243-19-025205
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-07 19:53:03
- Reporting Period:
- 2019-10-07
- Accepted Time:
- 2019-10-07 19:53:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1781983 | Aprea Therapeutics Inc. | APRE | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1645161 | Healthcap Vii, L.p. | C/O Healthcap Vii Gp S.a. 18 Avenue Of D'Ouchy Lausanne V8 CH-1006 | No | No | Yes | No | |
1790047 | S.a. Gp Vii Healthcap | C/O Healthcap Vii Gp S.a., 18 Avenue Of D'Ouchy Lausanne V8 CH-1006 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-10-07 | 1,661,382 | $0.00 | 1,671,941 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2019-10-07 | 427,496 | $0.00 | 2,099,437 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2019-10-07 | 266,667 | $15.00 | 2,366,104 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2019-10-07 | 1,661,382 | $0.00 | 1,661,382 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2019-10-07 | 427,496 | $0.00 | 427,496 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Immediately prior the closing of the Issuer's initial public offering the shares of preferred stock automatically converted into shares of the common stock. Each share of preferred stock was convertible into shares of common stock at any time at the option of the holder and had no expiration date.
- The securities are directly held by HealthCap VII L.P. (the "Fund"). HealthCap VII GP S.A. (the "General Partner") is the sole general partner of the Fund. The General Partner disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its indirect pecuniary interest therein, and this report shall not be deemed an admission that the General Partner is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.