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Filing Details

Accession Number:: 0001567619-19-019298
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-10-07 16:12:20
Reporting Period:: 2019-10-03

Accepted Time:: 2019-10-07 16:12:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1212458	Proofpoint Inc	PFPT	Services-Computer Processing & Data Preparation (7374)	510414846

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1547394	David Knight	C/O Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089	Evp Product Mgmnt & Marketing	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-10-03	2,500	$57.49	7,328	No	4	M	Direct
Common Stock	Disposition	2019-10-03	100	$123.77	7,228	No	4	S	Direct
Common Stock	Disposition	2019-10-03	350	$125.07	6,878	No	4	S	Direct
Common Stock	Disposition	2019-10-03	150	$125.92	6,728	No	4	S	Direct
Common Stock	Disposition	2019-10-03	200	$127.06	6,528	No	4	S	Direct
Common Stock	Disposition	2019-10-03	1,292	$128.92	5,236	No	4	S	Direct
Common Stock	Disposition	2019-10-03	408	$130.07	4,828	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2019-10-03	2,500	$0.00	2,500	$57.49

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,392		2025-04-06	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sale price. The lowest price at which shares were sold was $123.66 and the highest price at which shares were sold was $123.85. The reporting person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (7) and (8) to this Form 4.
Represents the weighted average sale price. The lowest price at which shares were sold was $124.72 and the highest price at which shares were sold was $125.55.
Represents the weighted average sale price. The lowest price at which shares were sold was $125.64 and the highest price at which shares were sold was $126.20.
Represents the weighted average sale price. The lowest price at which shares were sold was $126.79 and the highest price at which shares were sold was $127.40.
Represents the weighted average sale price. The lowest price at which shares were sold was $128.35 and the highest price at which shares were sold was $129.35.
Represents the weighted average sale price. The lowest price at which shares were sold was $129.89 and the highest price at which shares were sold was $130.28.
The stock option will vest as to 1/4th of the total number of shares on February 1, 2016, and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments, subject to the Reporting Person's provision of service to the Issuer on each vesting date.