Filing Details
- Accession Number:
- 0001493152-19-015126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-07 11:35:57
- Reporting Period:
- 2019-09-30
- Accepted Time:
- 2019-10-07 11:35:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
764195 | Vbi Vaccines Inc | VBIV | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1701865 | Francisco Diaz-Mitoma | C/O Vbi Vaccines Inc., 222 Third Street, Ste 2241 Cambridge, MA 02142 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value Per Share | Acquisiton | 2019-09-30 | 14,500 | $0.50 | 14,500 | No | 4 | P | Indirect | By wife |
Common Shares, No Par Value Per Share | Acquisiton | 2019-10-04 | 40,000 | $0.50 | 117,500 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By wife |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, No Par Value Per Share | 268,839 | Direct | |
Common Shares, No Par Value Per Share | 19,404 | Indirect | See Footnote |
Footnotes
- The common shares are held of record by F. Diaz-Mitoma Medicine Professional Corporation. As the President of such professional corporation, the reporting person has sole voting and dispositive power over the common shares held by the professional corporation.
- The common shares are held of record by 1120962 Ontario Inc. As the President of such corporation that owns 100% of its voting securities, the reporting person has the power to vote and dispose of the common shares held by the corporation.