Filing Details
- Accession Number:
- 0001239241-19-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-04 17:33:26
- Reporting Period:
- 2019-10-03
- Accepted Time:
- 2019-10-04 17:33:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1434418 | Constellation Pharmaceuticals Inc | CNST | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1239241 | B Anthony Evnin | C/O Venrock 7 Bryant Park, 23Rd Floor New York NY 10018 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-10-03 | 2,823,529 | $8.50 | 5,342,765 | No | 4 | P | Indirect | By Funds |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Funds |
Footnotes
- Consists of an aggregate of 550,770 shares of Common Stock purchased by Venrock Healthcare Capital Partners II, L.P. ("VHCP II"), 223,184 shares of Common Stock purchased by VHCP Co-Investment Holdings II, LLC ("Co-Invest II"), 1,863,351 shares of Common Stock purchased by Venrock Healthcare Capital Partners III, L.P. ("VHCP III") and 186,224 shares of Common Stock purchased by VHCP Co-Investment Holdings III, LLC ("Co-Invest III") (collectively, the "VHCP Funds") pursuant to that certain Securities Purchase Agreement, dated October 1, 2019, by and among the Issuer and the Investors identified on Exhibit A thereto.
- Consists of an aggregate of 1,557,276 shares of Common Stock held by Venrock Associates V, L.P. ("VA5"), 132,026 shares of Common Stock held by Venrock Partners V, L.P. ("VP5"), 36,590 shares of Common Stock held by Venrock Entrepreneurs Fund V, L.P. ("VEF5") (collectively, the "V5 Funds"), 1,923,958 shares of Common Stock held by VHCP III, 192,284 shares of Common Stock held by Co-Invest III, 1,067,801 shares of Common Stock held by VHCP II and 432,830 shares of Common Stock held by Co-Invest II.
- Venrock Management V, LLC ("VM5"), Venrock Partners Management V, LLC ("VPM5"), and VEF Management V, LLC ("VEFM5") are the sole general partners of VA5, VP5 and VEF5, respectively, and may be deemed to own the shares held by the V5 Funds. Dr. Evnin is one of more than three members of VM5, VPM5 and VEFM5. VHCP Management III, LLC ("VHCPM III") is the sole general partner and the sole manager of VHCP III and Co-Invest III, respectively, and may be deemed to own the shares held by VHCP III and Co-Invest III. VHCP Management II, LLC ("VHCPM II") is the sole general partner and the sole manager of VHCP II and Co-Invest II, respectively, and may be deemed to own the shares held by VHCP II and Co-Invest II. Bong Koh and Nimish Shah are the sole managers of VHCPM III and VHCPM II. Dr. Evnin disclaims beneficial ownership over all shares held by the V5 Funds and the VHCP Funds except to the extent of his indirect proportionate pecuniary interest therein.