Filing Details
- Accession Number:
- 0001596771-19-000116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-04 16:14:04
- Reporting Period:
- 2019-10-02
- Accepted Time:
- 2019-10-04 16:14:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1610092 | Diplomat Pharmacy Inc. | DPLO | Retail-Drug Stores And Proprietary Stores (5912) | 382063100 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1618897 | R Philip Hagerman | 4100 S. Saginaw Street Flint MI 48507 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-10-02 | 2,610 | $4.80 | 35,871 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,280,099 | Indirect | Philip R. Hagerman Revocable Trust |
| Common Stock | 3,391,609 | Indirect | 2007 Hagerman Family GST |
| Common Stock | 3,600,091 | Indirect | The JH GST Trust |
| Common Stock | 1,475,876 | Indirect | 2013 Irrev. Exempt Trust for Daughter |
| Common Stock | 1,475,876 | Indirect | 2013 Irrev. Exempt Trust for Son |
| Common Stock | 1,075,293 | Indirect | 2013 Irrev. Exempt Trust for Daughter |
| Common Stock | 1,311,292 | Indirect | 2013 Irrev. Exempt Trust for Daughter |
| Common Stock | 313,337 | Indirect | 2014 Irrev. Exempt Trust for Son |
| Common Stock | 313,337 | Indirect | 2014 Irrev. Exempt Trust for Daughter |
| Common Stock | 313,337 | Indirect | 2014 Irrev. Exempt Trust for Daughter |
| Common Stock | 313,337 | Indirect | 2014 Irrev. Exempt Trust for Daughter |
| Common Stock | 367,528 | Indirect | Jocelyn Hagerman Living Trust |
| Common Stock | 263,500 | Indirect | JH Marital Trust |
| Common Stock | 272,000 | Indirect | PH Marital Trust |
| Common Stock | 394,910 | Indirect | Irrevocable Trust for Son |
| Common Stock | 394,910 | Indirect | Irrevocable Trust for Daughter |
| Common Stock | 367,256 | Indirect | Irrevocable Non-Exempt Trust for Son |
| Common Stock | 367,256 | Indirect | Irrevocable Non-Exempt Trust for Daughter |
Footnotes
- The sales reported in this Form 4 represent shares sold automatically to cover the tax liability incurred incident to the vesting of previously granted restricted stock.
- The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $4.72 to $4.85. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- These shares are indirectly owned by Mr. Hagerman as the trustee of the Philip R. Hagerman Revocable Trust, The JH GST Trust, the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for two daughters, and the JH Marital Trust.
- Jocelyn Hagerman is Mr. Hagerman's wife. These shares are indirectly owned by her as a trustee of the 2007 Hagerman Family GST Trust, the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for a son and daughter, the Jocelyn Hagerman Living Trust, and the PH Marital Trust.
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