Filing Details
- Accession Number:
- 0001104659-19-053097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-04 13:36:23
- Reporting Period:
- 2019-10-02
- Accepted Time:
- 2019-10-04 13:36:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1372299 | Ocugen Inc. | OCGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1790246 | Sanjay Subramanian | C/O Ocugen, Inc. 5 Great Valley Parkway, Suite 160 Malvern PA 19355 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-10-02 | 5,000 | $1.88 | 5,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Acquisiton | 2019-10-01 | 23,970 | $0.00 | 23,970 | $2.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,970 | 2029-10-01 | No | 4 | A | Direct |
Footnotes
- The option grant has a ten year term and vests in equal installments on the anniversary date over a three year period.
Billionaire Hedge Funds
