Filing Details

Accession Number:
0001104659-19-053095
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-04 13:34:39
Reporting Period:
2019-09-30
Accepted Time:
2019-10-04 13:34:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372299 Ocugen Inc. OCGN Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1790205 Junge Zhang C/O Ocugen, Inc.
5 Great Valley Parkway, Suite 160
Malvern PA 19355
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-09-30 197 $2.45 197 No 4 P Direct
Common Stock Acquisiton 2019-09-30 200 $2.46 397 No 4 P Direct
Common Stock Acquisiton 2019-09-30 1,358 $2.47 1,755 No 4 P Direct
Common Stock Acquisiton 2019-09-30 100 $2.45 1,855 No 4 P Direct
Common Stock Acquisiton 2019-09-30 3,000 $2.48 4,855 No 4 P Direct
Common Stock Acquisiton 2019-09-30 660 $2.50 5,515 No 4 P Direct
Common Stock Acquisiton 2019-09-30 200 $2.49 5,715 No 4 P Direct
Common Stock Acquisiton 2019-09-30 200 $2.62 5,915 No 4 P Direct
Common Stock Acquisiton 2019-09-30 10,000 $3.10 15,915 No 4 P Direct
Common Stock Acquisiton 2019-09-30 2,000 $3.35 17,915 No 4 P Direct
Common Stock Acquisiton 2019-09-30 1,163 $3.10 19,078 No 4 P Direct
Common Stock Acquisiton 2019-09-30 2,000 $3.80 21,078 No 4 P Direct
Common Stock Acquisiton 2019-09-30 5,000 $3.35 26,078 No 4 P Direct
Common Stock Acquisiton 2019-09-30 3,000 $3.30 29,078 No 4 P Direct
Common Stock Acquisiton 2019-09-30 2,000 $2.95 31,078 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 212,863 Indirect By Trust