Filing Details
- Accession Number:
- 0001214659-19-006231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-04 12:01:07
- Reporting Period:
- 2019-10-03
- Accepted Time:
- 2019-10-04 12:01:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173420 | Novagold Resources Inc | NG | Gold And Silver Ores (1040) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1562640 | A. Gregory Lang | C/O Novagold Resources Inc. 201 South Main Street, Suite 400 Salt Lake City UT 84111 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2019-10-03 | 114,750 | $2.39 | 217,494 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2019-10-03 | 42,210 | $6.49 | 175,284 | No | 4 | F | Direct | |
| Common Shares | Disposition | 2019-10-03 | 67,641 | $6.43 | 107,643 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2019-10-03 | 4,899 | $0.00 | 102,744 | No | 4 | J | Direct | |
| Common Shares | Acquisiton | 2019-10-03 | 4,899 | $0.00 | 1,562,451 | No | 4 | J | Indirect | Family Survivors Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | J | Indirect | Family Survivors Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (Right to Buy) | Disposition | 2019-10-03 | 114,750 | $0.00 | 114,750 | $2.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 500,000 | 2019-11-30 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 above was converted from the Canadian exercise price of C$3.18 to USD using an exchange rate of CAD$1.3330=USD$1.00.
- The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$8.62 to C$8.65, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian price of C$8.65 using an exchange rate of CAD$1.3330=USD$1.00.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.55 to C$8.6267, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$8.58 to USD using an exchange rate of CAD$1.3330=USD$1.00.
- These options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.
- These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee, but is not a beneficiary of the family trust.
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