Filing Details
- Accession Number:
- 0001209191-19-052482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-03 21:19:25
- Reporting Period:
- 2019-10-01
- Accepted Time:
- 2019-10-03 21:19:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1346830 | Cara Therapeutics Inc. | CARA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614096 | L. Jeffrey Ives | C/O Cara Therapeutics, Inc., 4 Stamford Plaza, 107 Elm Street Stamford CT 06902 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-10-01 | 2,500 | $5.32 | 8,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-10-01 | 2,500 | $18.21 | 6,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-10-01 | 2,500 | $0.00 | 2,500 | $5.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2026-06-15 | No | 4 | M | Direct |
Footnotes
- This exercise and subsequent sale was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on March 15, 2019.
- Immediately exercisable.
Billionaire Hedge Funds
