Filing Details
- Accession Number:
- 0000899243-19-024914
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-03 16:22:14
- Reporting Period:
- 2019-10-01
- Accepted Time:
- 2019-10-03 16:22:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1653384 | Runway Growth Credit Fund Inc. | NONE | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402746 | Oaktree Fund Gp I, L.p. | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | Yes | No | Yes | No | |
1403525 | Oaktree Capital Group Holdings Gp, Llc | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | Yes | No | Yes | No | |
1403528 | Oaktree Capital Group, Llc | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | Yes | No | Yes | No | |
1403530 | Oaktree Capital I, L.p. | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | Yes | No | Yes | No | |
1407178 | Ocm Holdings I, Llc | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | Yes | No | Yes | No | |
1407181 | Oaktree Holdings, Llc | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | Yes | No | Yes | No | |
1499005 | Oaktree Fund Gp, Llc | 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | Yes | No | Yes | No | |
1693272 | Ocm Growth Holdings Llc | C/O Oaktree Capital Management, L.p. 333 S. Grand Ave., 28Th Floor Los Angeles CA 90071 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2019-10-01 | 1,086,494 | $15.00 | 11,586,829 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 11,586,829.19 shares of the common stock (the "Common Stock") of Runway Growth Credit Fund, Inc. ("Issuer"). This Form 4 is being filed by (i) Oaktree Fund GP, LLC, a Delaware LLC ("GP LLC"), in its capacity as manager of OCMGH, (ii) Oaktree GP I, L.P., a Delaware limited partnership ("GP I LLC"), in its capacity as managing member of GP LLC, (iii) Oaktree Capital I, L.P., a Delaware limited partnership ("Capital I"), in its capacity as general partner of GP I, (iv) OCM Holdings I, LLC, a Delaware LLC ("Holdings I"), in its capacity as general partner of Capital I, (v) Oaktree Holdings, LLC, a Delaware LLC ("Holdings"),
- (Continued from Footnote 1) in its capacity as managing member of Holdings I; (vi) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as managing member of Holdings; and (vii) Oaktree Capital Group Holdings GP, LLC, a Delaware LLC ("OCGH GP"), in its capacity as duly elected manager of OCG.
- Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
- OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4.
- The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors.