Filing Details
- Accession Number:
- 0001126328-19-000236
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-03 15:40:48
- Reporting Period:
- 2019-10-01
- Accepted Time:
- 2019-10-03 15:40:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213419 | M Julia Lawler | 711 High Street Des Moines IA 50392 | Evp & Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-10-01 | 1,000 | $57.56 | 54,714 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,314 | Indirect | By 401(k) Plan |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018.
- Includes 564 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
- Corrects prior administrative error.
Billionaire Hedge Funds
