Filing Details
- Accession Number:
- 0001122904-19-000230
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-03 14:24:40
- Reporting Period:
- 2019-10-01
- Accepted Time:
- 2019-10-03 14:24:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122904 | Netgear Inc. | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257008 | Cs Patrick Lo | Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-10-01 | 3,599 | $20.98 | 251,825 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-10-01 | 1,500 | $19.69 | 253,325 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-10-01 | 3,599 | $32.81 | 249,726 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-10-01 | 1,500 | $32.79 | 248,226 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-10-03 | 4,678 | $20.98 | 252,904 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-10-03 | 1,811 | $19.69 | 254,715 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-10-03 | 4,678 | $32.92 | 250,037 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-10-03 | 1,811 | $32.93 | 248,226 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-10-01 | 3,599 | $0.00 | 3,599 | $20.98 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-10-03 | 4,678 | $0.00 | 4,678 | $20.98 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-10-01 | 1,500 | $0.00 | 1,500 | $19.69 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-10-03 | 1,811 | $0.00 | 1,811 | $19.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,575 | 2021-02-03 | No | 4 | M | Direct | |
| 8,897 | 2021-02-03 | No | 4 | M | Direct | |
| 5,368 | 2021-04-26 | No | 4 | M | Direct | |
| 3,557 | 2021-04-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 147,668 | Indirect | See footnote |
| Common Stock | 120,048 | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $31.31 | 2022-06-06 | 100,000 | 100,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $32.54 | 2023-05-16 | 108,510 | 108,510 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $32.52 | 2024-06-03 | 100,000 | 100,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $31.28 | 2025-06-02 | 100,000 | 100,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $39.53 | 2026-03-24 | 115,000 | 115,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $42.70 | 2027-06-01 | 115,000 | 115,000 | Direct | |
| Common Stock | Common Stock | $70.15 | 2028-01-25 | 115,000 | 115,000 | Direct | |
| Common Stock | Common Stock | $26.61 | 2029-07-19 | 175,200 | 175,200 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-06-06 | 100,000 | 100,000 | Direct |
| 2023-05-16 | 108,510 | 108,510 | Direct |
| 2024-06-03 | 100,000 | 100,000 | Direct |
| 2025-06-02 | 100,000 | 100,000 | Direct |
| 2026-03-24 | 115,000 | 115,000 | Direct |
| 2027-06-01 | 115,000 | 115,000 | Direct |
| 2028-01-25 | 115,000 | 115,000 | Direct |
| 2029-07-19 | 175,200 | 175,200 | Direct |
Footnotes
- The shares are held by the education trusts of Mr. Lo's children. Mr. Lo is a co-trustee of each such trust.
- The shares are held by the Patrick and Emily Lo Revocable Trust dated 4-7-99.
- The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.
- The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 6/6/2013, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter.
- This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
- This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
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