Filing Details
- Accession Number:
- 0001127602-19-029792
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-02 17:51:23
- Reporting Period:
- 2019-09-30
- Accepted Time:
- 2019-10-02 17:51:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1341439 | Oracle Corp | ORCL | Services-Prepackaged Software (7372) | 542185193 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414813 | Dorian Daley | C/O Delphi Asset Mgmt Corporation 5525 Kietzke Lake, Suite 200 Reno NV 89511 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-09-30 | 50,000 | $40.47 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-09-30 | 50,000 | $55.01 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2019-09-30 | 50,000 | $0.00 | 50,000 | $40.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 162,500 | 2024-07-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 139,567 | Indirect | By Family Trust |
Footnotes
- Sale of shares pursuant to a Rule 10b5-1 plan adopted on May 14, 2019.
- This transaction was executed in multiple trades at prices ranging from $55.00 to $55.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- Following a review of the reporting person's stock records, it was discovered that prior filings beginning with the reporting person's Form 3 inadvertently understated the reporting person's aggregate common stock holdings by 200 shares. Column 5 now accurately reflects the number of shares of common stock held by the Family Trust of the reporting person (as defined in Footnote No. 4) as of September 30, 2019.
- Shares held by the D. Daley & M. Krautkramer Family Trust (the "Family Trust").
- 25% of the shares subject to the option vest annually on each anniversary of the grant date.
Billionaire Hedge Funds
