Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0000018230-19-000257)

Filing Details

Accession Number:: 0000018230-19-000257
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-10-02 14:56:41
Reporting Period:: 2019-09-30

Accepted Time:: 2019-10-02 14:56:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
18230	Caterpillar Inc	CAT	Construction Machinery & Equip (3531)	370602744

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1698572	M Suzette Long	510 Lake Cook Road, Suite 100 Deerfield IL 60015	General Counsel/Corporate Sec.	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-09-30	5,019	$126.34	12,569	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	553	Indirect	Held by 401(k) Plan

Footnotes

These shares were sold pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 29, 2019.
The information in this report is based on a 401(k) plan statement dated as of 9/30/2019.