Filing Details
- Accession Number:
- 0001127602-19-029627
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-10-02 14:05:53
- Reporting Period:
- 2019-06-17
- Accepted Time:
- 2019-10-02 14:05:53
- Original Submission Date:
- 2019-06-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1247868 | Rankin Helen Butler | 5875 Landerbrook Drive, Suite 300 Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-06-17 | 1 | $51.04 | 617 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 677 | Indirect | Child's proportionate partnership interest shares held by AMR Associates LP |
| Class A Common Stock | 8,416 | Indirect | child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
| Class A Common Stock | 4,513 | Indirect | held in Trust for the benefit of Reporting Person's minor child |
| Class A Common Stock | 677 | Indirect | Child's proportionate partnership interest shares held by AMR Associates LP |
| Class A Common Stock | 8,572 | Indirect | child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
| Class A Common Stock | 4,357 | Indirect | held in trust for the benefit of Reporting Person's minor child |
| Class A Common Stock | 619 | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | 81,009 | Indirect | proportionate partnership interest shares held by AMR Associates LP |
| Class A Common Stock | 522 | Indirect | Reporting person's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | 49,811 | Indirect | proportionate limited partnership interest in shares held by Rankin Associates I, L.P. |
| Class A Common Stock | 11,750 | Indirect | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
| Class A Common Stock | 32,369 | Indirect | proportionate limited partnership interests in shares held by Rankin Associates IV, L.P. |
| Class A Common Stock | 103 | Indirect | proportionate limited partnership interests in shares held by Rankin Associates V, L.P. |
| Class A Common Stock | 119,118 | Indirect | held by Trust for the benefit of Reporting Person |
| Class A Common Stock | 2,800 | Indirect | Individual Retirement Account for the benefit of the Reporting Person's spouse |
| Class A Common Stock | 620 | Indirect | Spouse's proportionate interest in Rankin Associates VI |
| Class A Common Stock | 7,839 | Indirect | spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP |
| Class A Common Stock | 27,206 | Indirect | spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 790 | 790 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 8,416 | 8,416 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 3,683 | 3,683 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 790 | 790 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 8,572 | 8,572 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 3,527 | 3,527 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 94,355 | 94,355 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 89,105 | 89,105 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 11,750 | 11,750 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 51,283 | 51,283 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 58,586 | 58,586 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 2,800 | 2,800 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 7,839 | 7,839 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 17,262 | 17,262 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 790 | 790 | Indirect | |
| 8,416 | 8,416 | Indirect | |
| 3,683 | 3,683 | Indirect | |
| 790 | 790 | Indirect | |
| 8,572 | 8,572 | Indirect | |
| 3,527 | 3,527 | Indirect | |
| 94,355 | 94,355 | Indirect | |
| 89,105 | 89,105 | Indirect | |
| 11,750 | 11,750 | Indirect | |
| 51,283 | 51,283 | Indirect | |
| 58,586 | 58,586 | Indirect | |
| 2,800 | 2,800 | Indirect | |
| 7,839 | 7,839 | Indirect | |
| 17,262 | 17,262 | Indirect |
Footnotes
- Shares purchased pursuant to 10b5-1 plan.
- 2019-Jun-17-Weighted Average-Share Price represents average price between $50.57 and $51.54.
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A
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