Filing Details
- Accession Number:
- 0001213900-19-019419
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-01 17:19:22
- Reporting Period:
- 2019-09-27
- Accepted Time:
- 2019-10-01 17:19:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410098 | Cormedix Inc. | CRMD | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313149 | W Steven Lefkowitz | C/O Cormedix Inc. 400 Connell Drive, Suite 5000 Berkeley Heights NJ 07922 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-09-27 | 5,000 | $6.75 | 55,276 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value Per Share | 27,152 | Indirect | Wade Capital Corporation Money Purchase Plan |
Common Stock, $0.001 Par Value Per Share | 2,000 | Indirect | Reporting Person's Wife |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy Common Stock) | $8.30 | 2029-01-10 | 15,000 | 15,000 | Direct | |
Common Stock | Stock Option (Right to Buy Common Stock) | $2.85 | 2028-02-16 | 8,000 | 8,000 | Direct | |
Common Stock | Stock Option (Right to Buy Common Stock) | $2.25 | 2027-06-25 | 15,000 | 15,000 | Direct | |
Common Stock | Warrant (Right to Purchase Common Stock) | $4.50 | 2015-01-08 | 2020-01-08 | 4,500 | 4,500 | Indirect |
Common Stock | Warrant (Right to Purchase Common Stock) | $4.50 | 2015-01-08 | 2020-01-08 | 3,000 | 3,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2029-01-10 | 15,000 | 15,000 | Direct |
2028-02-16 | 8,000 | 8,000 | Direct |
2027-06-25 | 15,000 | 15,000 | Direct |
2020-01-08 | 4,500 | 4,500 | Indirect |
2020-01-08 | 3,000 | 3,000 | Indirect |
Footnotes
- Includes 24,963 shares held by the reporting person for the benefit of his minor son.
- The reporting person beneficially owns these securities through Wade Capital Corporation Money Purchase Plan (an entity for which he has voting and investment control).
- These options were granted on 01/10/2019. The options vest monthly with full vesting on the one year anniversary of the date of grant, subject to continued service on the board.
- These options were granted on 2/16/2018. These options vest in full on the first anniversary of the date of grant, subject to continued service on the board.
- These options were granted on 6/25/2017. These options vest 1/3 on the date of grant, 1/3 on the first anniversary of the date of grant and 1/3 on the second anniversary of the date of grant.