Filing Details
- Accession Number:
- 0001209191-19-051226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-01 13:34:07
- Reporting Period:
- 2019-09-30
- Accepted Time:
- 2019-10-01 13:34:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72331 | Nordson Corp | NDSN | General Industrial Machinery & Equipment, Nec (3569) | 340590250 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1390754 | Shelly Peet | 28601 Clemens Road Westlake OH 44145 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-09-30 | 105 | $61.59 | 32,312 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-09-30 | 105 | $146.50 | 32,207 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-10-01 | 4,895 | $61.59 | 37,102 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-10-01 | 4,895 | $146.50 | 32,207 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2019-09-30 | 105 | $146.50 | 5,000 | $61.59 |
Common Stock | Employee Stock Options (right to buy) | Disposition | 2019-10-01 | 4,895 | $146.50 | 4,895 | $61.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,895 | 2022-11-28 | No | 4 | M | Direct | |
0 | 2022-11-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6 | Indirect | By Company ESOP Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | $71.75 | 2023-11-25 | 5,200 | 5,200 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $79.66 | 2024-11-24 | 5,800 | 5,800 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $70.91 | 2025-11-23 | 9,100 | 9,100 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $107.65 | 2026-11-21 | 6,600 | 6,600 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $127.67 | 2027-11-20 | 6,500 | 6,500 | Direct | |
Common Stock | Employee Stock Options (right to buy) | $124.90 | 2028-11-26 | 6,100 | 6,100 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-11-25 | 5,200 | 5,200 | Direct |
2024-11-24 | 5,800 | 5,800 | Direct |
2025-11-23 | 9,100 | 9,100 | Direct |
2026-11-21 | 6,600 | 6,600 | Direct |
2027-11-20 | 6,500 | 6,500 | Direct |
2028-11-26 | 6,100 | 6,100 | Direct |
Footnotes
- The total holdings include 78 shares accrued from dividend payments through participation in the Company's Amended and Restated 2005 Deferred Compensation Plan.
- Exercise of reporting person's stock options that would otherwise expire November 28, 2022, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale.
- Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c).
- All such options have fully vested.
- The options vest in 4 equal annual installments beginning on November 23, 2016.
- The options vest in 4 equal annual installments beginning on November 21, 2017.
- The options vest in 4 equal annual installments beginning on November 20, 2018.
- The options vest in 4 equal annual installments beginning on November 26, 2019.