Filing Details
- Accession Number:
- 0001209191-19-051149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-30 18:23:17
- Reporting Period:
- 2019-09-26
- Accepted Time:
- 2019-09-30 18:23:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1639825 | Peloton Interactive Inc. | PTON | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1401466 | C. Howard Draft | C/O Peloton Interactive, Inc. 125 West 25Th Street, 11Th Floor New York NY 10001 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-09-26 | 34,483 | $29.00 | 34,483 | No | 4 | P | Indirect | By Howard Craig Draft Living Trust |
Class A Common Stock | Acquisiton | 2019-09-26 | 17,241 | $29.00 | 17,241 | No | 4 | P | Indirect | By IRA |
Class A Common Stock | Acquisiton | 2019-09-26 | 17,241 | $29.00 | 17,241 | No | 4 | P | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Howard Craig Draft Living Trust |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Series B Preferred Stock | Disposition | 2019-09-30 | 140,736 | $0.00 | 140,736 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2019-09-30 | 140,736 | $0.00 | 140,736 | $0.00 |
Class B Common Stock | Series F Preferred Stock | Disposition | 2019-09-30 | 58,864 | $0.00 | 58,864 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2019-09-30 | 58,864 | $0.00 | 58,864 | $0.00 |
Class B Common Stock | Series B Preferred Stock | Disposition | 2019-09-30 | 140,736 | $0.00 | 140,736 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2019-09-30 | 140,736 | $0.00 | 140,736 | $0.00 |
Class B Common Stock | Series F Preferred Stock | Disposition | 2019-09-30 | 6,925 | $0.00 | 6,925 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2019-09-30 | 6,925 | $0.00 | 6,925 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
370,318 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
429,182 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
140,736 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
147,661 | No | 4 | C | Indirect |
Footnotes
- These securities are held of record by Howard Draft and Louis R Malikow, Trustees of the Howard Craig Draft Living Trust u/a/d 2/22/1991.
- These shares are held of record by Goldman Sachs, Custodian of the reporting person's IRA.
- Each share of the issuer's Series B Preferred Stock automatically converted into one (1) share of the issuer's Class B Common Stock on September 30, 2019 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-233482) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
- Each share of the issuer's Class B Common Stock will automatically be converted into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's IPO, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.
- Each share of the issuer's Series F Preferred Stock automatically converted into one (1) share of the issuer's Class B Common Stock on September 30, 2019 in connection with the closing of the issuer's sale of its Class A Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.