Filing Details

Accession Number:
0000902664-19-003858
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-09-30 17:29:32
Reporting Period:
2019-09-26
Accepted Time:
2019-09-30 17:29:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1304492 Anterix Inc. ATEX () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1178254 Owl Creek I, L.p. 640 Fifth Avenue
20Th Floor
New York NY 10019
No No Yes No
1178296 Owl Creek Ii, L.p. 640 Fifth Avenue
20Th Floor
New York NY 10019
No No Yes No
1269751 A Jeffrey Altman 640 Fifth Avenue, 20Th Floor
New York NY 10019
No No Yes No
1313756 Owl Creek Asset Management, L.p. 640 Fifth Avenue
20Th Floor
New York NY 10019
No No Yes No
1531024 Owl Creek Advisors, Llc 640 Fifth Avenue, 20Th Floor
New York NY 10019
No No Yes No
1531025 Owl Creek Sri Master Fund, Ltd. 89 Nexus Way, 2Nd Floor, Camana Bay
Grand Cayman E9 KY1-1205
No No Yes No
1531026 Owl Creek Overseas Master Fund, Ltd. 89 Nexus Way, 2Nd Floor, Camana Bay
Grand Cayman E9 KY1-1205
No No Yes No
1651429 Owl Creek Credit Opportunities Master Fund, L.p. 89 Nexus Way, 2Nd Floor, Camana Bay
Grand Cayman E9 KY1-1205
No No Yes No
1774065 Owl Creek Special Situations Fund, L.p. 640 Fifth Avenue, 20Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share ("Common Stock") Acquisiton 2019-09-26 700 $35.19 4,525,310 No 4 P Indirect See footnotes
Common Stock Acquisiton 2019-09-26 14,909 $35.36 4,540,219 No 4 P Indirect See footnotes
Common Stock Acquisiton 2019-09-27 10,924 $35.58 4,551,143 No 4 P Indirect See footnotes
Common Stock Acquisiton 2019-09-30 2,300 $35.53 4,553,443 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
Footnotes
  1. The securities to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI"), Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("Owl Creek Credit Fund") and Owl Creek Special Situations Fund, L.P., a Delaware limited partnership ("Owl Creek Special Situations," and together with Owl Creek I, Owl Creek II, Owl Creek Overseas, Owl Creek SRI and Owl Creek Credit Fund, the "Owl Creek Funds").
  2. Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I, Owl Creek II, Owl Creek Credit Fund and Owl Creek Special Situations. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, each of the Owl Creek Funds. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the managing member of the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.