Filing Details
- Accession Number:
- 0001209191-19-051083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-30 15:18:24
- Reporting Period:
- 2019-09-27
- Accepted Time:
- 2019-09-30 15:18:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1358762 | Reata Pharmaceuticals Inc | RETA | Pharmaceutical Preparations (2834) | 113651945 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1662411 | Warren James Huff | 2801 Gateway Drive Suite 150 Irving TX 75063 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2019-09-23 | 12,500 | $0.00 | 164,157 | No | 5 | G | Direct | |
Class A Common Stock | Acquisiton | 2019-09-23 | 12,500 | $0.00 | 12,500 | No | 5 | G | Indirect | By spouse |
Class A Common Stock | Disposition | 2019-09-23 | 7,000 | $0.00 | 157,157 | No | 5 | G | Direct | |
Class A Common Stock | Disposition | 2019-09-27 | 63,000 | $86.61 | 94,157 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | By spouse |
No | 5 | G | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 3,166 | Indirect | By Huff 2010 Descendants' Trust |
Footnotes
- This transaction, undertaken as part of the reporting person's estate planning, involved the partition of community property so that 12,500 shares of Class A common stock became separate property of the reporting person's spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Although this transaction is reported as a gift, the reporting person also claims the exception provided by Rule 16a-13.
- This transaction, undertaken as part of the reporting person's estate planning, represents the donative transfer of shares of Class A common stock to trusts for the benefit of immediate family members, which trusts have an independent trustee.
- This transaction, undertaken as part of the reporting person's estate planning, represents the private transfer of shares of Class A common stock to trusts for the benefit of immediate family members, which trusts have an independent trustee.