Filing Details
- Accession Number:
- 0001010549-19-000213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-23 17:51:18
- Reporting Period:
- 2019-02-26
- Accepted Time:
- 2019-09-23 17:51:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1377167 | Financial Gravity Companies Inc. | FGCO | Finance Services (6199) | 204057712 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1788392 | Lynn Debra Buckner | 8505 S. Country Club Dr. Oklahoma City OK 73159 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-05-20 | 1,000 | $0.25 | 1,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-08-15 | 4,500 | $0.35 | 5,500 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2019-09-19 | 4,500 | $0.35 | 1,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Purchase Options | Acquisiton | 2019-02-26 | 500,000 | $0.21 | 500,000 | $0.21 |
| Common Stock | Common Stock Purchase Options | Acquisiton | 2019-02-26 | 500,000 | $0.21 | 500,000 | $0.21 |
| Common Stock | Common Stock Purchase Options | Acquisiton | 2019-02-26 | 500,000 | $0.21 | 500,000 | $0.21 |
| Common Stock | Common Stock Purchase Options | Acquisiton | 2019-02-26 | 500,000 | $0.21 | 500,000 | $0.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 500,000 | 2019-02-26 | 2029-02-26 | No | 4 | J | Direct |
| 1,000,000 | 2019-07-26 | 2029-02-26 | No | 4 | J | Direct |
| 1,500,000 | 2020-07-26 | 2029-02-26 | No | 4 | J | Direct |
| 2,000,000 | 2021-07-26 | 2029-02-26 | No | 4 | J | Direct |
Footnotes
- The profit realized from the purchase and sale of the common stock of the issuer, has been paid to the issuer (Section 16(b)). In column 8, the dollar amount represents exercise price.
Billionaire Hedge Funds
