Filing Details
- Accession Number:
- 0000899243-19-023936
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-09-19 19:05:35
- Reporting Period:
- 2019-09-17
- Accepted Time:
- 2019-09-19 19:05:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1773427 | Springworks Therapeutics Inc. | SWTX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1578965 | Adam Koppel | 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1702957 | Lawrence Jeffrey Schwartz | C/O Bain Capital Life Sciences Investors Llc, 200 Clarendon Street Boston MA 02116 | Yes | No | Yes | No | |
1703031 | Bain Capital Life Sciences Investors, Llc | 200 Clarendon Street Boston MA 02116 | No | No | Yes | No | |
1786351 | Bc Sw, Lp | 200 Clarendon Street Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-09-17 | 6,078,103 | $0.00 | 6,078,103 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2019-09-17 | 1,053,204 | $0.00 | 7,131,307 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2019-09-17 | 150,000 | $18.00 | 7,281,307 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2019-09-17 | 6,078,103 | $0.00 | 6,078,103 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2019-09-17 | 1,053,204 | $0.00 | 1,053,204 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A Convertible Preferred Stock was convertible into shares of the Issuer's Common Stock on a 6.5810:1 basis. Upon the closing of the Issuer's initial public offering, all shares of Series A Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer. The Series A Convertible Preferred Stock had no expiration date.
- Each share of Series B Convertible Preferred Stock was convertible into shares of the Issuer's Common Stock on a 6.5810:1 basis. Upon the closing of the Issuer's initial public offering, all shares of Series B Convertible Preferred Stock automatically converted into shares of Common Stock of the Issuer. The Series B Convertible Preferred Stock had no expiration date.
- Represents shares purchased in the Issuer's initial public offering.
- Represents shares held directly by BC SW, L.P.
- Bain Capital Life Sciences Investors, LLC ("BCI LS"), whose managers are Jeffrey Schwartz and Adam Koppel, is the general partner of BC SW, L.P. As a result, each of BCI LS, Mr. Schwartz and Dr. Koppel may be deemed to share voting and dispositive power with respect to the securities held by BC SW, L.P. BCI LS, Mr. Schwartz and Dr. Koppel each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- Jeffrey Schwartz is a director of the Issuer.